There
are some important points of similarity between the concepts of
Helmuth Plessner and Carl Schmitt,
which has provoked increasing interest and, at the same time, confusion
over the last decade. Should we really expect any significant, and
not only occasional, affinity between these two thinkers, who seem
to have been formed by two extremely different kinds of political
experience? Plessner, on the one hand, has been ranked as a typical German
liberal thinker with a background rooted in Protestant tradition;
after 1933, he was declared a foe under the Nazi racial criteria
and forced to leave his country and go into exile. Schmitt, on the
other hand, has been blamed for his engagement in National Socialism
and even called the 'main jurist of the Third Reich' (an evident
exaggeration), and is often perceived as a typical conservative,
nationalistic thinker with a very strong link to Catholic tradition.
In spite of these evident political and biographical differences,
their affinity seems to be undoubted if we compare some of their
writings, especially from the twenties and the thirties. These similarities appear first of all in Plessner's Grenzen
der Gemeinschaft and Macht und menschliche Natur and
Schmitt's Der Begriff des Politischen and in his essay on Das Zeitalter der Neutralisierung und Entpolitisierung.
In the light of the whole ongoing
debate, at least two decades old, on the importance of Schmitt's
thinking for, and its influence on, German intellectual life before
and after World War II, and on his responsibility for intellectual
support to National Socialism, the evident forms of intellectual
cooperation and adoption of ideas between Plessner and Schmitt may be regarded as an odd and problematical
phenomenon. Rudiger Kramme
submits that Schmitt's concept of politics and his theory of the
state provide a congenial supplementation to Plessner's
political anthropology. In his study on Plessner
and Schmitt of 1989, he argues there is in fact such a deep identity
between these two thinkers that we should perhaps read their writings
in parallel, as two complementary parts: an anthropological diagnosis
and its direct operationalisation. Such a strong argument is of course immediately
opposed and attacked by those convinced that Plessner
has to be protected against any possible conquest from Schmitt's
side. I do not share the point there is actually a need to protect
Plessner against Schmitt. This kind of
protection probably has a special meaning in the context of the
German debate on intellectual culture in the Weimar Republic and
the Federal Republic. Finally, we should also keep in mind the protection
strategy can be turned around, and one can use the intellectual
affinity between Schmitt and Plessner
with the intention to save Schmitt's sinful soul. Closeness and
distance between Schmitt's and Plessner's thought should be perceived and analysed in a much
wider context of the general relationship between philosophy and
politics.
Schmitt
mentions Plessner in his main work on
the concept of the political in a clearly positive context. Reflecting
on the essence of the political, Schmitt indicates the very close
connection existing between anthropology and politics and points
out that the question of human nature touches directly upon the
problem of the source of politics. For that simple reason, one cannot
try to solve the problem of the political without first answering
the question what the human being really is. This idea is to be
found in Hobbes' Leviathan, where an analysis of politics
and the state begins with a comprehensive chapter on human nature,
the most interesting one in the work. But Schmitt evidently does
not believe any more that this kind of relationship between anthropology
and the political is still widely accepted at present. On the contrary,
he believes it has been ignored and forgotten in the present-day
positive sciences on law, politics and society. What he intends
is to restore this relationship in reflection on the political and
he finds very strong support indeed in Plessner's
political anthropology. Thus, his evidently favourable opinion on
Plessner was not just a mere courtesy
between two scholars.
In
Schmitt's book on the concept of the political we find a key passage
devoted to the problem of relation between anthropological assumptions
and political theories. He argues there that all political and state
theories can be classified and analysed in terms of their underlying
assumptions on human nature. Some of these theories are based on
the concept of human nature being intrinsically good, while others are founded on the assumption that human
nature is irreversibly evil. Schmitt stresses that this fundamental
anthropological difference should not be understood in any substantial
moral or religious terms. It is only a regulative difference referring
to the main question whether we have to do with a problematic or
non-problematic concept of human being, and whether we can infinitely
trust it, or maybe we should, rather, stand in awe of it as an unpredictable
and in fact dangerous creature. Has the human being a definite and
clear-cut character or not - this is for Schmitt the decisive question
opening any political reflection. And in deliberating that question
he makes a direct reference to Plessner's
anthropological concept of the open character of the human being.
Plessner's concept
of political anthropology is based on his philosophy of life and
constantly acting man. According to that philosophy, acting man
is like a king in the sense that he grows into what he is, he realizes
all his potential possibilities and controls his destiny only thanks
to his activity and creativity. It is not any aim but, rather, acting
itself as a permanent process, that gives acting man sense and the
ultimate justification. Only by acting, which is of course always
an occasional, historical and temporal phenomenon, is the human
being able to find access to its essence, greatness and its human
nature. No physis exists in the sense of a universal pattern placed
beyond the historical and temporal existence of human beings, which
should be reflected or imitated in human life. The only unquestionable
facts concerning human nature we can ascertain beyond doubt are
its impenetrability and openness. An approximate insight into human
nature is provided only through the countless human acts rooted
in each historical situation. Our nature is impenetrable in terms
of knowledge and science, but we receive an occasional and very
narrow, mediated access to it through our acts. This point of view
allows Plessner to give an anthropological
definition of man as a subject responsible for his own world, a
creative place from which all timeless systems and norms have come
out, giving man a deeper sense and justifying his existence.
We
can find a very similar argument in Schmitt's paper of 1929: Das Zeitalter der Neutralisierung und Entpolitisierung. Schmitt points out there that all ideas
from the spiritual sphere are pluralistic and therefore understandable
only through instances of their concrete political existence. Accordingly,
each nation has its own idea of nation, and each period in culture
has its own way of understanding the idea of culture. In conclusion,
Schmitt argues that all the relevant ideas of the spiritual sphere
have an existential, rather than normative, character.
That
brings us to another important point shared by Plessner
and Schmitt, to the problem of decision and its anthropological
foundation. According to Plessner's political
anthropology, the creativeness of the human being is probably not
one of the most important but simply the only guarantee of the emergence,
and preservation, of a single, subjective autonomy. Autonomy results
from the power able to create it. This situation we all as human
beings are confronted with is our destiny we can neither overcome
nor repeal. This means that every limit and every horizon enabling
one to perceive one's own subjectivity as autonomous, amicable,
familiar and existentially different from others, aliens, has to
be first generated and then preserved. From that point of view,
every kind of identity and difference between human beings is always
rooted in a decision and has, in that sense, a historical, changeable
and impermanent character. For Plessner,
these existential decisions have no links to any kind of physis
in the ancient sense of the term, and they are each historical,
unexpected and unaccountable. Creative power construed as the destiny
of the human being faced with its historical condition is the only
source of, and justification for, these decisions and their normative
results. This means that every normative rule lasts and is obligatory
to the extent defined by that power, which has to be always behind
it. There is no normative rule and no normative obligation without
a link to the personal, subjective power of creativeness.
For
a very similar reason, Schmitt attacked the argument of legal positivism
proposed in the theory of Hans Kelsen
as an unjustified claim to objectivity and universality placed above
and beyond any human historical condition. His concept of sovereignty
is based on the same assumptions of the unaccountability of human
decisions, which are always 'incurably' deeply rooted in the occasional
historical context. Precisely for that reason, no-one can justify
the legitimacy of any sovereign decision through reference to the
logic of history, to the absolute necessity of the progressive process
or to the rational nature of tradition. History and tradition as
such have no autonomous meaning and, being ta
ton anthropon pragmata
and absolutely profane, cannot be treated as a universally binding
foundation for the acting human being. Schmitt's definition of nomos,
which we find in his Der Nomos der Erde,
seems to be decisive for his understanding of normative power.
Defining the Greek term nomos as
the ruler or the sovereign, Nomos
Basileus, Schmitt adduces the famous
fragment from Pindar, quoted also by Herodotus
and Plato in his Gorgias,
where law was described as a ruler acting all-powerfully and vehemently.
Keeping his distance from the sophist Callicles
and interpreting his statement in Gorgias
as agreement to the simple normative force of the existing facts
(Die normative Kraft des Faktischen) and
the arbitrary right of the stronger, Schmitt argues that the original
sense of the Greek nomos is, rather, the absolute immediateness and directness
of the power creating the legal order, a pure act of legitimacy.
This kind of creation of normative lines and horizons could be compared
with the situation when someone has put down the first line on an
entirely blank sheet of paper, or with the first land measurements
taken on a newly discovered continent.
To
sum up the main assumptions underlying Schmitt's concept of the
political and Plessner's political anthropology, the political as a historical
phenomenon arises from the human condition that should be perceived
and understood, in some sense, as a lack (according to Christian
tradition) and as an immanent openness and impenetrability (in accordance
with the philosophy of permanently acting man). From that point
of view they both, Schmitt and Plessner, cannot approve of the old understanding of human
nature in the sense of physis,
as we find it in the philosophy of Plato and Aristotle. This rejection
of that fundamental idea of ancient political philosophy seems to
be a decisive common feature in their philosophical approach to
the problem of the political in modern times. The question whether
to reject or not to reject the Greek concept of nature need not
be solved automatically by declaring oneself in favour of modernity.
In any case, the rejection of the Greek physis
in political philosophy is not self-evident in the context of modernity,
as the case of Leo Strauss clearly shows. In particular, Strauss
gives a very clear definition of political philosophy,
and of philosophy in general, reconstructed on the basis of the
ancient concept of the political. To him, philosophy simply means
an attempt to replace the widespread opinions (doxa) on the notion of the whole with the authentic knowledge
(episteme) of the whole. By no means does he reject history: on
the contrary, he perceives it as the only possible and attainable
way for modern man to learn and retrieve the ancient and lost meaning
of human nature. In a letter of 1946 addressed to Karl Loewith
he makes a very significant remark on Loewith's
approach to philosophy, which applies to Plessner
and Schmitt, too. Strauss raises objections to Loewith
that, instead of understanding philosophy as replacing doxa
with episteme, he prefers philosophy in the sense of a mere
self-understanding and self-interpretation of man, which in that
particular case means man evidently historically determined. Finally,
this point of view on philosophy inevitably leads, so Strauss, to
a split between history and nature, and results in a complete philosophical
rejection of any strong approach to human nature. Against that kind
of Strauss' argument, Plessner would probably assert that his approach to nature
does not mean its total rejection in favour of history. It is just
a frank assertion that the link between nature and historical man
necessarily has a paradoxical shape. That is the only thing that
can be established from the human standpoint. Historically determined
doxas are the one and only way
available to man to provide him with any approximate idea of what
his ahistorical nature can be. That situation
is in itself paradoxical. Schmitt agrees in point of fact with this
paradoxical view of human nature as an impenetrable phenomenon,
and in that sense he stands entirely by Plessner
and Loewith in their controversy against Strauss and his view
on political philosophy. One can argue that Plessner's
and Schmitt's position aims to recover that sense of the political
which was rejected in Plato's political philosophy, as ta
ton anthropon pragmatta
- a sphere of human activity and human business. To avoid completely
reducing politics to the simple techne
and identifying them with material, worldly needs, Plessner
ennobles ta ton anthropon pragmatta with the concept of the creative nature of human
activity, and Schmitt with his concept of sovereignty. The political
is thereby closed within the limits of the human, historical world,
and any further deliberations on its metaphysical, rational or religious
contexts are cut short.
The
perception of the political as a matter of human business and human
activity has some very important implications for Plessner's
and Schmitt's thought, which does not seem to be so very self-evident
in the context of the criticism addressed mostly against Schmitt's
concepts of sovereignty and decisionism.
The first major consequence is the pluralistic shape of the world
as a direct result of creative and powerful acting man. The nature
of the political grown out of the human condition has to be pluralistic
in the sense of the constantly changing and replaceable forms of
human acts. For Plessner, a complete and
perfect identity and autonomy, which would contain
all potential possibilities of human nature, or could take a dominant
position among other identities and autonomies, does not exist and
cannot be created. Human creation always takes an incomplete
and deficient shape, resulting in a human attitude towards reality
called 'creative resignation' by Plessner. This kind of resignation, which becomes, in the
end, the true emancipation of historical man, is based on the conviction
that no cultural form representing the whole spiritual sphere can
be produced by man. Plessner does not
believe in the concept of universal culture as a reflection of universality
itself. He rejects, in fact, any direct aspiration to such universality.
Human beings are predestined or doomed to diversity. The same belief
can be found in Schmitt's concept of the political. As Plessner
rejects the idea of universal culture, so Schmitt rejects the ideas
of a universal legal system and a universal World State. The human
political world is composed of many political units. Consequently,
a world which could be identified with one all-embracing political
unit would cease to be political. The real essence of the political
is its polemical character, from the Greek word polemos,
which means difference, altercation, and quarrel. In human life
there is no escape from this polemical kind of the political. Differences
between human beings are unavoidable and this situation generates
the political as part of human destiny.
One
could fear that such a concept of the constantly changing and replaceable
cultural autonomies and political units has to lead to selection
in the Darwinian sense. If there is no anchoring in any kind of
physis or universality, in any
finis ultimus or summum bonum, creative
power remains the only criterion of selection and differentiation.
Plessner and Schmitt would probably agree with that conclusion,
since they believe that human life is risky, open and unsafe. There
is no such thing as complete security in human life as they see
it--plena securitas in hic
vita non expectanda; Schmitt recalls
that sentence in his book on the concept of the political. This
brings me to another important consequence of Plessner's
and Schmitt's position. The lack of complete security and certainty
in human life is the price we have to pay, but it may also be a
guarantee of the unavoidable heterogeneity of the human world. Complete
homogeneity is not possible. This idea becomes the keynote of Plessner's
concept of community limits. Plessner,
in fact, rejects the hope of 'natural' communal human life as rooted
deeply in Romantic tradition, where an assumption is made that complete
harmony and identity are required and desirable for a true and natural
community. Even in those communities based on affective bonds, such
as ethnical bonds, blood ties or close family ties, complete homogeneity
and identity seem to be impossible. This concerns,
to the same extent, a political community organized by the principle
of charismatic leadership and a religious community founded on revelation.
It is the category of love that is the essence bonding internally
every kind of human community.
Plessner's argument
is: Without love, no community is imaginable-neither in the sense
of Platonic philosophy, nor in the sense of the Apostle Paul's concept
of agape as expressed in his Epistle to the Corinthians.
But it is precisely within the same category of love that the limits
of human community are enclosed. Every human being is more or less
capable of sacrifice for, devotion to and solidarity with other
members of the community, but not towards all of them with the same
intensity, and not permanently. In the life of every true community
there are special ecstatic moments when the highest levels of identity
and intensity of integration are required for the community to survive.
However, those ecstatic moments are very rare and there is no possibility
and no need to expect a full mobilization of community members all
the time. The community has to be able to transform itself into
one based on less intensive social, traditional, functional and
institutional bonds for it to exist and to continue in the so-called 'normal'
times. According to Plessner, this capability
of transformation is exemplified by the considerable wisdom possessed
by the Church and the state, making it possible for them to continue
in history, in contrast to both kinds of Communist ethos: nationalistic-racist
and international, which promise a permanent mobilization and identity
of their followers.
Notwithstanding
all the criticism against Schmitt as a nationalistic German thinker,
in Schmitt's thought, too, full identification and homogeneity within
a community are neither attainable nor justifiable. Even his concept
of friend-enemy relationship cannot be reduced to a simple and completely
homogenous community in the sense of nationalism or racism. This
relationship only explains the political phenomenon of the highest
possible level of integrative and disintegrative intensity within
a human community related to other human communities. There is no
promise of a 'happy ending' of any kind contained in that thought,
which could be fulfilled in the form of a completely homogenous
community, free from any kind of internal diversity, paradox or
contradiction and with absolutely transparent, authentic and clear
relations between its members. Schmitt, like Plessner,
denies that human beings are able to create, and to live in, communities
based directly on love. In his Verfassungslehre,
Schmitt explicitly rejects the hope that complete identity may be
reached by human beings within a political unit. Every kind of political
unity has to be mediated and cannot be directly expressed with full
intensity. And in the final conclusions of the second part of his
Political Theology, we find Schmitt's very interesting suggestion
concerning a human community as a form of unity which continues
in the state of permanent rebellion against itself: the idea related
by Schmitt to the ancient philosophical concept of Heraclitus
and to the Christian concept of stasiology
(stasis) connected with the problem of the Holy Trinity.
What
I have attempted to do in my presentation is to show what are,
in my view, the most significant convergence of opinion and similarities
appearing in Plessner's and Schmitt's
thought on the political. One could dispute, of course, what degree
of accuracy and adequacy my interpretation has allowed in the presentation
of this similarity, but no-one can deny its evidence. I do not entirely
agree with the interpretation of Rudiger
Kramme, and do not share his general view
that the concepts of the political in Plessner's and Schmitt's thought should be regarded as complementary.
The affinity between these two thinkers is more complex and cannot
be reduced to a simple division of labour, with Plessner
providing the anthropological and philosophical foundation, and
Schmitt constructing practical strategies upon it. We have to make
an attempt to define the character of that affinity much more precisely,
with due respect for its complexity. Otherwise, if we take it too
directly, we may miss a crucial difference present in, or perhaps
even constitutive for, this affinity. For the same reason, I cannot
accept the interpretation based on the assumption that the case
of the Weimar Republic is decisive for understanding Plessner's
and Schmitt's affinity and its real limits.
What
is the most significant sense of this convergence of views, of the
similarities we find between Plessner
and Schmitt? A reference to Strauss' opinions on ancient philosophy
could again be very helpful. He draws our attention to the fundamental
significance of the dispute between antiquity and modernity, with
what seems to be its central conflict between the historical human
condition and the concept of nature. The term modernity itself,
modernitates, was not coined accidentally
by Christian thought as a consequence of the 11th century
revolution within the papacy, to be later adopted in modern times
and finally turned into their most popular slogan. There is a very
strong agreement between Christianity and modernity on this point,
directed against antiquity. This kind of alliance may be observed
when comparing St. Augustine's Civitas Dei and Hobbes' Leviathan. They
both have the same message to communicate: no summum
bonum is possible in this human life.
The political and the state orders are human, and not divine, creations.
There is an impassable limit dividing eternity from human life.
And I think the same kind of agreement appears in the intellectual
relation between Schmitt and Plessner: an agreement which does not cancel the profound
differences dividing Christianity from modernity. And for that reason,
the affinity between Schmitt and Plessner
is more understandable as a tactical and not an essential one. In
other words, all this applause on Schmitt's part for Plessner's
political anthropology may not be very spontaneous: it mostly results,
rather, from the need to find support in modernity in his struggle
against the new forms of irrational and rational paganism. The affinity
between Schmitt and Plessner has its limits. It is not accidental that Schmitt's
reflection on the political tends in the direction of political
theology and that he tries to moderate and discipline a strongly
irrational, unlimited and dangerous meaning of the autonomous sovereignty
expressed in human decision by using his key idea of representation,
on which we find not one word in Plessner. Representation refers to what is absent in the human
world but what exists beyond it, and what we believe in. In that
sense, the idea of representation touches upon the very essence
of the Christian understanding of what the world order created by
man really is. It allows one to combine faith in the only, timeless
and infinite God as the principle of the creation of the world and
the world order on the one hand with the vision of the creative,
dynamic, historical human being responsible for its temporal and
finite world on the other hand. Symptomatically, Plessner
willingly uses Schmitt's concept of friend-enemy relationship, but
he keeps silent about the idea of representation. The explanation
for that can be found in his brief remarks on his attitude towards
Protestant metaphysics after the Wilhelminian era, which are very pessimistic and devoid of
any illusions. Plessner stands on the
ground of the philosophy of permanently acting man, not of political
theology, and the only anchoring for this human activity he finds
in culture as a historical process, and in the human knowledge of
its nature, which glimmers through the life of the succeeding human
generations and human acts.